Post by cxgllc on Nov 26, 2018 7:10:44 GMT -5
The Code is an agreement between NIBA and its members (and other brokers who subscribe to the Code) which sets out the minimum service standards that clients can expect from brokers. It also outlines how complaints and disputes regarding potential breaches of the Code can be resolved.
It also outlines how complaints and disputes regarding potential breaches of the Code can be resolved.
finra registration | outsource series 79
It also outlines how complaints and disputes regarding potential breaches of the Code can be resolved.
finra registration | outsource series 79